IMPORTANT DISCLOSURE TO RECIPIENT:
PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS.
This communication is prepared and circulated for informational purposes only and shall not constitute an offer to sell or the solicitation of an offer to purchase any fund or programs offered by Dynamic Beta investments LLC (“DBi”) (“Programs”) in any jurisdiction. Such an offer may only be made pursuant to the definitive Confidential Offering Memorandum or Trading Advisory Agreement of the Programs, which will be furnished to qualified investors on a confidential basis upon request. This communication is not intended to provide specific investment advice or recommendations to any particular recipient. DBi clients in the programs listed above must meet the qualifications of a “qualified eligible person” within the meaning of Regulation 4.7 under the Commodity Exchange Act.
Pursuant to an exemption from the Commodity Futures Trading Commission in connection with accounts of qualified eligible persons, this brochure or account document is not required to be and has not been filed with the commission. The Commodity Futures Trading Commission does not pass upon the merits of participating in a trading program or upon the adequacy or accuracy of commodity trading advisor documents or brochures. Consequently, the Commodity Futures Trading Commission has not reviewed or approved this trading program or this brochure or account document.
Investment in the Programs is speculative and involves a high degree of risk, including the risk that the entire amount invested may be lost. The use of a proprietary technique, model or algorithm does not guarantee any specific or profitable results. There is no assurance that the Programs will be profitable. Investment returns will fluctuate and the value of an investor’s interest in a Program will fluctuate and may be worth more or less than the original cost when redeemed.
Past performance does not guarantee future results, as there can be no assurance projections will achieve results similar to those depicted herein. Investing involves risk, including the potential loss of principal, and returns may be adversely impacted by unforeseen changes in market and/or economic conditions. Certain statements included in this presentation are forward-looking statements and are subject to risks and uncertainties. Any reference to an index is included for comparative purposes only. Indexes are unmanaged vehicles that serve as market or sector indicators and do not account for management fees or transactional costs. DBi does not represent that any such index is an appropriate benchmark as the volatility and composition of these indexes may differ materially from the accounts or funds managed by DBi.
Performance figures are net of expenses and management fees and include the reinvestment of any dividends and interest. Individual performance may vary based on the timing of, and/or the terms with respect to, a particular investor’s investment.
The information set forth herein is provided for discussion purposes only, does not purport to be complete, is only a summary of key information and does not contain certain material information about the products managed by DBi. Amounts set forth in this communication and any attachments hereto are estimated and unaudited, have not been independently verified and are subject to change. Any investment in a product is subject to the documents relating to such investment which contain additional information, including disclosures relating to substantial risk factors and conflicts of interest which may not be set forth herein.
THE INFORMATION CONTAINED IN THIS COMMUNICATION IS INTENDED SOLELY FOR THE USE OF THE INDIVIDUAL OR ENTITY TO WHOM IT IS ADDRESSED AND MAY CONTAIN CONFIDENTIAL OR LEGALLY PRIVILEGED INFORMATION. IF YOU, THE READER OF THIS MESSAGE, ARE NOT THE INTENDED RECIPIENT, YOU SHOULD NOT DISSEMINATE, DISTRIBUTE, COPY OR TAKE ANY ACTION IN RELIANCE ON THE CONTENTS OF THIS COMMUNICATION. IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR, PLEASE NOTIFY US IMMEDIATELY BY RETURN EMAIL AND DELETE THIS EMAIL FROM YOUR SYSTEM. EMAIL TRANSMISSION CANNOT BE GUARANTEED TO BE SECURE OR ERROR-FREE AS INFORMATION COULD BE INTERCEPTED, CORRUPTED, LOST, DESTROYED, ARRIVE LATE OR INCOMPLETE, OR CONTAIN VIRUSES. THE SENDER THEREFORE DOES NOT ACCEPT LIABILITY FOR ANY ERRORS OR OMISSIONS IN THE CONTENTS OF THIS MESSAGE WHICH ARISE AS A RESULT OF EMAIL TRANSMISSION. IF VERIFICATION IS REQUIRED, PLEASE REQUEST A HARD-COPY VERSION. DYNAMIC BETA INVESTMENTS IS NEITHER LIABLE FOR THE PROPER AND COMPLETE TRANSMISSION OF THE INFORMATION CONTAINED IN THIS COMMUNICATION NOR FOR ANY DELAY IN ITS RECEIPT.